Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 20, 2020 Client Update SEC to Permit Electronic Signatures in Filings This week the SEC amended its rules to permit electronic signatures on documents submitted to the SEC through EDGAR, as lo... November 20, 2020 Client Update UK Government Announces Review of UK Listing Regime On 19 November 2020, the Chancellor of the Exchequer, Rishi Sunak, announced a review by HM Treasury of the UK listing reg... November 6, 2020 Client Update SEC Simplifies Private Offering Rules This week, the SEC adopted broad changes to the current framework of private offerings, including simplifying rules to per... October 19, 2020 Client Update Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke In a first-of-its-kind case, the SEC focused on a company’s accounting controls around Rule 10b5-1 buybacks and imposed ... October 7, 2020 Client Update SBA Guidance: M&A Transactions and PPP Borrowers The SBA has issued a long-awaited Procedural Notice providing guidance on the procedures for changes of ownership of an en... October 5, 2020 Client Update SEC Maintains Its Focus on Perk Disclosures The SEC has shown its willingness to continue to take companies to task for not disclosing perquisites and personal benefi... September 29, 2020 Client Update Corporate Governance Practices in U.S. Initial Public Offerings Our 2020 IPO corporate governance survey reviews governance structures at the time of the IPO for the largest U.S.-listed ... September 29, 2020 Client Update SEC Amends Shareholder Proposal Rule On September 23, 2020, the SEC adopted amendments to the shareholder proposal rule. Rule 14a-8 allows a shareholder that m... September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad... September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim... Load More
November 20, 2020 Client Update SEC to Permit Electronic Signatures in Filings This week the SEC amended its rules to permit electronic signatures on documents submitted to the SEC through EDGAR, as lo...
November 20, 2020 Client Update UK Government Announces Review of UK Listing Regime On 19 November 2020, the Chancellor of the Exchequer, Rishi Sunak, announced a review by HM Treasury of the UK listing reg...
November 6, 2020 Client Update SEC Simplifies Private Offering Rules This week, the SEC adopted broad changes to the current framework of private offerings, including simplifying rules to per...
October 19, 2020 Client Update Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke In a first-of-its-kind case, the SEC focused on a company’s accounting controls around Rule 10b5-1 buybacks and imposed ...
October 7, 2020 Client Update SBA Guidance: M&A Transactions and PPP Borrowers The SBA has issued a long-awaited Procedural Notice providing guidance on the procedures for changes of ownership of an en...
October 5, 2020 Client Update SEC Maintains Its Focus on Perk Disclosures The SEC has shown its willingness to continue to take companies to task for not disclosing perquisites and personal benefi...
September 29, 2020 Client Update Corporate Governance Practices in U.S. Initial Public Offerings Our 2020 IPO corporate governance survey reviews governance structures at the time of the IPO for the largest U.S.-listed ...
September 29, 2020 Client Update SEC Amends Shareholder Proposal Rule On September 23, 2020, the SEC adopted amendments to the shareholder proposal rule. Rule 14a-8 allows a shareholder that m...
September 29, 2020 Client Update SEC No-Action Letter Facilitates Secondary Market Trading of Digital Asset Securities In a game-changing development for the future viability of digital asset securities trading, staff of the Division of Trad...
September 22, 2020 Client Update SEC Finalizes Guide 3 Replacement The SEC has finalized rules that will replace Guide 3, the industry guide for banking organizations. The final rules elim...