Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 15, 2014 Client Update FINRA Settles with Wall Street Banks; Provides New Views on Research Analyst Communications During "Solicitation Period" Last week, the Financial Industry Regulatory Authority entered into settlement agreements with a number of the major banki... December 12, 2014 Client Update Preparing Your 2014 Form 20-F This memorandum highlights some considerations for the preparation of your 2014 annual report on Form 20-F. As in previous... December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso... November 7, 2014 Client Update ISS and Glass Lewis Release Changes to Their Voting Guidelines for the 2015 Proxy Season In preparation for the 2015 proxy season, companies should be aware of the updates to the policies that govern how the two... October 20, 2014 Articles & Books CoCos: Coming of Age? CoCos are capital instruments (Tier 2) or perpetual instruments (AT1) which, upon the occurrence of a trigger event, conve... October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ... September 23, 2014 Client Update Treasury Issues Long-Awaited Anti-Inversion Guidance The Treasury Department and the IRS yesterday released Notice 2014-52 (the “Notice”), which describes regulations that... September 23, 2014 Client Update U.S. Basel III Liquidity Coverage Ratio Final Rule The U.S. banking agencies have issued a final rule to implement the Basel III liquidity coverage ratio (LCR) in the United... August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c... August 8, 2014 Articles & Books Term Loans and High Yield Bonds: Current Status of the Convergence Syndicated term loans continue to adopt selected features traditionally found in high yield bonds. The implications of thi... Load More
December 15, 2014 Client Update FINRA Settles with Wall Street Banks; Provides New Views on Research Analyst Communications During "Solicitation Period" Last week, the Financial Industry Regulatory Authority entered into settlement agreements with a number of the major banki...
December 12, 2014 Client Update Preparing Your 2014 Form 20-F This memorandum highlights some considerations for the preparation of your 2014 annual report on Form 20-F. As in previous...
December 11, 2014 Client Update FINRA Proposes to Amend Existing Equity Research Rules and Establish New Debt Research Rule The Financial Industry Regulatory Authority recently filed with the Securities and Exchange Commission a proposal to conso...
November 7, 2014 Client Update ISS and Glass Lewis Release Changes to Their Voting Guidelines for the 2015 Proxy Season In preparation for the 2015 proxy season, companies should be aware of the updates to the policies that govern how the two...
October 20, 2014 Articles & Books CoCos: Coming of Age? CoCos are capital instruments (Tier 2) or perpetual instruments (AT1) which, upon the occurrence of a trigger event, conve...
October 7, 2014 Client Update Recent Anti-Inversion Guidance Has Meaningful Implications for Insurance Companies The Treasury Department and the IRS recently released Notice 2014-52 (the “Notice”), which describes regulations that ...
September 23, 2014 Client Update Treasury Issues Long-Awaited Anti-Inversion Guidance The Treasury Department and the IRS yesterday released Notice 2014-52 (the “Notice”), which describes regulations that...
September 23, 2014 Client Update U.S. Basel III Liquidity Coverage Ratio Final Rule The U.S. banking agencies have issued a final rule to implement the Basel III liquidity coverage ratio (LCR) in the United...
August 25, 2014 Client Update SFC Discards Plans for Legislative Amendments on IPO Sponsor Prospectus Liability In a surprising change of direction, the SFC has discarded plans to amend Hong Kong’s companies legislation to make it c...
August 8, 2014 Articles & Books Term Loans and High Yield Bonds: Current Status of the Convergence Syndicated term loans continue to adopt selected features traditionally found in high yield bonds. The implications of thi...