Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 30, 2014 Client Update A Review of the First Wave of Conflict Mineral Filings Over the past 18 months companies have scoured their supply chains and wrestled with hard-to-interpret regulatory mandates... July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg... June 18, 2014 Client Update Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim The Securities and Exchange Commission (“SEC”) announced a settlement on Monday, June 16, 2014 that marked its first c... June 9, 2014 Client Update Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications Sarbanes-Oxley Act, Dodd-Frank and the Consumer Financial Protection Act impose overlapping anti-retaliation provisions th... May 2, 2014 Client Update Conflict Minerals Update: SEC Formally Stands by Staff Guidance Today the SEC issued a stay of the conflict minerals rule – but the stay extends only to “the effective date for compl... April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co... April 21, 2014 Client Update 2014 Proxy Season: Early Indications While we are still in early days of the 2014 proxy season, trends are starting to emerge. The following update summarizes ... April 17, 2014 Articles & Books Corporate Governance Practices in US Initial Public Offerings Despite pressure on US public companies to adopt certain governance practices, a review ofthe largest initial public offer... April 14, 2014 Client Update D.C. Circuit Court Partially Invalidates Conflict Minerals Rule The D.C. Circuit Court of Appeals issued an opinion today in the ongoing challenge to the SEC’s conflict minerals rule, ... April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard... Load More
July 30, 2014 Client Update A Review of the First Wave of Conflict Mineral Filings Over the past 18 months companies have scoured their supply chains and wrestled with hard-to-interpret regulatory mandates...
July 3, 2014 Client Update SEC Adopts Security-Based Swap Cross-Border Definitional Rule On June 25, the SEC adopted the first in a series of rules governing the cross-border reach of its security-based swap reg...
June 18, 2014 Client Update Whistleblower Update: SEC Resolves First Case Under New Authority to Bring Anti-Retaliation Claim The Securities and Exchange Commission (“SEC”) announced a settlement on Monday, June 16, 2014 that marked its first c...
June 9, 2014 Client Update Recent Developments in Whistleblower Protections: Legal Analysis and Practical Implications Sarbanes-Oxley Act, Dodd-Frank and the Consumer Financial Protection Act impose overlapping anti-retaliation provisions th...
May 2, 2014 Client Update Conflict Minerals Update: SEC Formally Stands by Staff Guidance Today the SEC issued a stay of the conflict minerals rule – but the stay extends only to “the effective date for compl...
April 29, 2014 Client Update SEC (Mostly) Forges Ahead on Conflict Minerals The SEC staff has responded to the D.C. Circuit Court of Appeals’ April 14 decision, which found a key feature of the co...
April 21, 2014 Client Update 2014 Proxy Season: Early Indications While we are still in early days of the 2014 proxy season, trends are starting to emerge. The following update summarizes ...
April 17, 2014 Articles & Books Corporate Governance Practices in US Initial Public Offerings Despite pressure on US public companies to adopt certain governance practices, a review ofthe largest initial public offer...
April 14, 2014 Client Update D.C. Circuit Court Partially Invalidates Conflict Minerals Rule The D.C. Circuit Court of Appeals issued an opinion today in the ongoing challenge to the SEC’s conflict minerals rule, ...
April 2, 2014 Client Update U.S. Intermediate Holding Company: Structuring and Regulatory Considerations for Foreign Banks Establishing a top-tier U.S. intermediate holding company (IHC) that complies with Dodd-Frank enhanced prudential standard...