Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 12, 2014 Client Update Delaware Court of Chancery Finds Financial Advisor Liable for Aiding and Abetting Fiduciary Duty Breaches On March 7, 2014, Vice Chancellor Travis Laster of the Delaware Court of Chancery found a financial advisor liable for aid... February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ... January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t... January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ... January 21, 2014 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - January 2014 Amid the recent uptick in U.S. IPO transactions to levels not seen since the heady days of 1999 and 2000, Davis Polk’s p... January 17, 2014 Client Update New Regulations Expand Reach Of Anti-Inversion Ownership Rules The Treasury Department and the Internal Revenue Service (the “IRS”) yesterday released temporary regulations (the “... January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi... January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... Load More
March 12, 2014 Client Update Delaware Court of Chancery Finds Financial Advisor Liable for Aiding and Abetting Fiduciary Duty Breaches On March 7, 2014, Vice Chancellor Travis Laster of the Delaware Court of Chancery found a financial advisor liable for aid...
February 12, 2014 Client Update M&A Brokers Receive No-Action Relief from Broker-Dealer Registration The SEC’s Division of Trading and Markets recently issued an important No-Action Letter that effectively permits “M&A ...
January 29, 2014 Client Update SEC Staff Issues Further Guidance on the Proxy “Unbundling” Rule The SEC’s Division of Corporation Finance recently released three Compliance and Disclosure Interpretations concerning t...
January 21, 2014 Client Update Revised Basel III Leverage Ratio: Visual Memorandum The Basel Committee recently finalized its revisions to the Basel III leverage ratio. Compared to its June 2013 proposal, ...
January 21, 2014 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - January 2014 Amid the recent uptick in U.S. IPO transactions to levels not seen since the heady days of 1999 and 2000, Davis Polk’s p...
January 17, 2014 Client Update New Regulations Expand Reach Of Anti-Inversion Ownership Rules The Treasury Department and the Internal Revenue Service (the “IRS”) yesterday released temporary regulations (the “...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...
January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi...
January 1, 2014 Articles & Books IFLR Bankers’ Counsel Poll: European Capital Markets The recently published December/January 2014 edition of International Financial Law Review (IFLR) magazine included the re...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...