Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?... May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221... April 26, 2012 Client Update The JOBS Act: Potential Benefits for Foreign Private Issuers On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (“JOBS Act”). The JOBS Act e... April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ... April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments... April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi... April 10, 2012 Client Update JOBS Act Implementation Chart On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), the most sig... April 5, 2012 Client Update CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules On March 20, 2012, the CFTC finalized a package of rules related to swap clearing. The rules set standards for: the arra... April 5, 2012 Client Update JOBS Act Becomes Law Today President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”). The JOBS Act includes ... April 2, 2012 Client Update Dodd-Frank Progress Report - April 2012 As of April 2, 2012, a total of 222 Dodd-Frank rulemaking requirement deadlines have passed. Of these 222 passed deadlines... Load More
May 2, 2012 Client Update Major Swap Participant Analysis under Joint CFTC/SEC. Definitions Finalized on April 18, 2012 Title VII of the Dodd-Frank Act provides the CFTC with jurisdiction over “swaps” and the SEC with jurisdiction over ?...
May 1, 2012 Client Update Dodd-Frank Progress Report - May 2012 In this Report: As of May 1, 2012, a total of 221 Dodd-Frank rulemaking requirement deadlines have passed. Of these 221...
April 26, 2012 Client Update The JOBS Act: Potential Benefits for Foreign Private Issuers On April 5, 2012, President Obama signed into law the Jumpstart Our Business Startups Act (“JOBS Act”). The JOBS Act e...
April 23, 2012 Client Update SEC Issues Exemptions from Large Trader Reporting Rule Today, the SEC issued an order temporarily exempting broker-dealers from the recordkeeping, reporting, and monitoring requ...
April 20, 2012 Client Update Volcker Rule Conformance Period Guidelines Yesterday, the Federal Reserve issued guidelines clarifying when banking entities must bring their activities, investments...
April 18, 2012 Client Update SEC Approves Amendments to FINRA Communications Rules The Securities and Exchange Commission has approved a significant overhaul of FINRA’s rules governing members’ communi...
April 10, 2012 Client Update JOBS Act Implementation Chart On April 5, 2012, the President signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”), the most sig...
April 5, 2012 Client Update CFTC Adopts Swap Clearing Documentation, Timing and Risk Management Rules On March 20, 2012, the CFTC finalized a package of rules related to swap clearing. The rules set standards for: the arra...
April 5, 2012 Client Update JOBS Act Becomes Law Today President Obama signed into law the Jumpstart Our Business Startups Act (the “JOBS Act”). The JOBS Act includes ...
April 2, 2012 Client Update Dodd-Frank Progress Report - April 2012 As of April 2, 2012, a total of 222 Dodd-Frank rulemaking requirement deadlines have passed. Of these 222 passed deadlines...