Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 13, 2011 Client Update Say-on-Pay Year Two: a Planning Primer For most companies 2011 was the first year for say-on-pay. The good news is that most emerged from the process unscathed. ... December 8, 2011 Client Update SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers The SEC staff has traditionally allowed non-U.S. issuers to file IPO or other first-time registration statements on a “d... December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru... November 1, 2011 Client Update Dodd-Frank Progress Report - November 2011 Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the... October 31, 2011 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - October 2011 While the U.S. IPO market has slowed down in recent months, Davis Polk’s pipeline of deals in progress is strong, leadin... October 30, 2011 Client Update 香港IPO資本市場における近時の進展（参考和訳） 香港証券先物委員会（以下「SFC」という）及び香港証券取引所（以下「HKEx」という）は、?... October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th... October 20, 2011 Client Update Cybersecurity: SEC Provides Guidance on Disclosure Considerations The staff of the SEC’s Division of Corporation Finance recently issued Disclosure Guidance on cybersecurity risks. The g... October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e... October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov... Load More
December 13, 2011 Client Update Say-on-Pay Year Two: a Planning Primer For most companies 2011 was the first year for say-on-pay. The good news is that most emerged from the process unscathed. ...
December 8, 2011 Client Update SEC Staff to Limit Non-Public Initial Review Process for Non-U.S. Issuers The SEC staff has traditionally allowed non-U.S. issuers to file IPO or other first-time registration statements on a “d...
December 1, 2011 Client Update Dodd-Frank Progress Report - December 2011 No New Deadlines. No new rulemaking requirements were due in November. 3 Requirements Proposed. Rules satisfying three ru...
November 1, 2011 Client Update Dodd-Frank Progress Report - November 2011 Davis Polk is pleased to present the November Dodd-Frank Progress Report. The 37 rulemaking deadlines in October bring the...
October 31, 2011 Client Update Governance Practices for IPO Companies: A Davis Polk Survey - October 2011 While the U.S. IPO market has slowed down in recent months, Davis Polk’s pipeline of deals in progress is strong, leadin...
October 30, 2011 Client Update 香港IPO資本市場における近時の進展（参考和訳） 香港証券先物委員会（以下「SFC」という）及び香港証券取引所（以下「HKEx」という）は、?...
October 27, 2011 Client Update SEC Approves Private Fund Systemic Risk Reporting On October 26, 2011, the Securities and Exchange Commission (the “SEC”) voted unanimously to adopt a new rule under th...
October 20, 2011 Client Update Cybersecurity: SEC Provides Guidance on Disclosure Considerations The staff of the SEC’s Division of Corporation Finance recently issued Disclosure Guidance on cybersecurity risks. The g...
October 19, 2011 Client Update SEC Staff Rejects Introducing Broker as Appropriate Evidence of Ownership for Shareholder Proposals and Provides Other Technical Guidance Yesterday the SEC Staff issued Staff Legal Bulletin No. 14F (SLB 14F), which addresses the mechanics related to proof of e...
October 5, 2011 Client Update SEC Large Trader Rule: Impact on Corporations and Related Individuals The SEC’s new Large Trader Reporting Rule should be reviewed by corporations and individuals that exercise discretion ov...