Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 4, 2011 Client Update Tighter Circuit Breakers in Equities Markets The stock markets have proposed to tighten the market-wide circuit breakers that halt trading in the equity markets. The p... September 21, 2011 Client Update SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective The SEC’s changes to Exchange Act Rule 14a-8(i)(8), which went into effect yesterday, generally will require companies t... September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac... August 23, 2011 Client Update SEC's Temporary Suspension of EDGAR Filing System The SEC announced today that it temporarily suspended the operation of its EDGAR filing system as a precautionary measure ... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr... July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t... July 26, 2011 Client Update SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances To be eligible to file short-form registration statements on Form S-3 or Form F-3, a company must meet (1) registrant requ... July 22, 2011 Client Update D.C. Circuit Vacates SEC Proxy Access Rule The D.C. Circuit Court of Appeals today vacated Exchange Act Rule 14a-11, which would have required U.S. public companies ... July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ... June 17, 2011 Client Update CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and secur... Load More
October 4, 2011 Client Update Tighter Circuit Breakers in Equities Markets The stock markets have proposed to tighten the market-wide circuit breakers that halt trading in the equity markets. The p...
September 21, 2011 Client Update SEC Clears the Way for “Private Ordering” for Proxy Access; Related Rules also Effective The SEC’s changes to Exchange Act Rule 14a-8(i)(8), which went into effect yesterday, generally will require companies t...
September 13, 2011 Client Update FINRA Watching for Promises of Favorable Research in Exchange for Investment Banking Business Approximately ten years ago, the US regulators, including FINRA, began to crack down on a variety of research-related prac...
August 23, 2011 Client Update SEC's Temporary Suspension of EDGAR Filing System The SEC announced today that it temporarily suspended the operation of its EDGAR filing system as a precautionary measure ...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr...
July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t...
July 26, 2011 Client Update SEC’s Final Rules Modify Form S-3 and F-3 Transaction Eligibility Criteria for Debt Issuances To be eligible to file short-form registration statements on Form S-3 or Form F-3, a company must meet (1) registrant requ...
July 22, 2011 Client Update D.C. Circuit Vacates SEC Proxy Access Rule The D.C. Circuit Court of Appeals today vacated Exchange Act Rule 14a-11, which would have required U.S. public companies ...
July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ...
June 17, 2011 Client Update CFTC and SEC Act to Defer Dodd-Frank Swaps Requirements The CFTC and SEC took actions this week that are expected to defer most Dodd-Frank requirements regulating swaps and secur...