Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 9, 2011 Client Update SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which ... June 7, 2011 Client Update SEC Whistleblower Rules: What You Need to Know The SEC has now issued rules implementing the Dodd-Frank whistleblower bounty provisions, ushering in a radically new comp... June 1, 2011 Client Update Proposed Credit Risk Retention Rules Raise Serious Concerns The extensive commentary provided to date on the proposed credit risk retention rules (the “Proposed Rules”) under the... May 18, 2011 Client Update SEC Proposal Would Replace Regulation M Exemption for Investment Grade Securities As part of its efforts to remove reliance on and references to credit ratings from its rules and forms as required by Sect... May 17, 2011 Client Update 60 Days - Over 175 New Derivatives Provisions On July 16, 2011—60 days from now—over 175 new Dodd-Frank derivatives provisions automatically go into effect. Many of... May 5, 2011 Client Update Delaware Weighs in on the Meaning of “Substantially All” for a Series of Transactions The Delaware Chancery Court, in an opinion written by Vice Chancellor J. Travis Laster, recently declined to find that a s... May 2, 2011 Client Update Treasury Proposes FX Swap and Forward Exemption On April 29, 2011, the United States Department of the Treasury issued a proposed determination that would exempt foreign ... April 20, 2011 Client Update CFTC Releases Swap Margin Proposal On April 14, 2011, the CFTC released its proposed rules governing margin requirements for uncleared swaps entered into by ... April 14, 2011 Client Update Regulators Propose Swap Margin and Capital Rules On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to ... April 12, 2011 Client Update SEC Confirms IFRS Filers Will Not be Required to Provide Interactive Data Until SEC Specifies Taxonomy The U.S. SEC has issued a no-action letter confirming that non-U.S. issuers that file financial statements in IFRS as issu... Load More
June 9, 2011 Client Update SEC Adopts Rule on Beneficial Ownership of Security-Based Swaps The SEC has readopted portions of Rules 13d-3 and 16a-1 to ensure that its current beneficial ownership definition, which ...
June 7, 2011 Client Update SEC Whistleblower Rules: What You Need to Know The SEC has now issued rules implementing the Dodd-Frank whistleblower bounty provisions, ushering in a radically new comp...
June 1, 2011 Client Update Proposed Credit Risk Retention Rules Raise Serious Concerns The extensive commentary provided to date on the proposed credit risk retention rules (the “Proposed Rules”) under the...
May 18, 2011 Client Update SEC Proposal Would Replace Regulation M Exemption for Investment Grade Securities As part of its efforts to remove reliance on and references to credit ratings from its rules and forms as required by Sect...
May 17, 2011 Client Update 60 Days - Over 175 New Derivatives Provisions On July 16, 2011—60 days from now—over 175 new Dodd-Frank derivatives provisions automatically go into effect. Many of...
May 5, 2011 Client Update Delaware Weighs in on the Meaning of “Substantially All” for a Series of Transactions The Delaware Chancery Court, in an opinion written by Vice Chancellor J. Travis Laster, recently declined to find that a s...
May 2, 2011 Client Update Treasury Proposes FX Swap and Forward Exemption On April 29, 2011, the United States Department of the Treasury issued a proposed determination that would exempt foreign ...
April 20, 2011 Client Update CFTC Releases Swap Margin Proposal On April 14, 2011, the CFTC released its proposed rules governing margin requirements for uncleared swaps entered into by ...
April 14, 2011 Client Update Regulators Propose Swap Margin and Capital Rules On April 12, 2011, the U.S. banking regulators proposed rules regarding the capital and margin requirements applicable to ...
April 12, 2011 Client Update SEC Confirms IFRS Filers Will Not be Required to Provide Interactive Data Until SEC Specifies Taxonomy The U.S. SEC has issued a no-action letter confirming that non-U.S. issuers that file financial statements in IFRS as issu...