Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights December 20, 2022 Client Update SEC relaxes NYSE pricing restrictions for primary direct listings On the heels of a similar rule change for Nasdaq, the SEC approved rule changes relaxing price range limitations for prima... December 19, 2022 Client Update SEC adopts major changes for insider transactions In a significant and welcome change from the SEC’s proposal, the agency will not mandate cooling-off periods for 10b5-1 ... December 16, 2022 Client Update Federal Reserve Board adopts final rule implementing Adjustable Interest Rate (LIBOR) Act Today the Federal Reserve Board (the Board) adopted its final rule implementing the LIBOR Act. The final rule establishes ... December 15, 2022 Client Update Corporate governance practices in U.S. initial public offerings Our 2022 IPO corporate governance survey reviews governance structures at the time of the IPO for the largest U.S.-listed ... December 7, 2022 Client Update SEC approves Nasdaq’s relaxed pricing limits for primary direct listings The SEC approved rule changes relaxing price range limitations for primary direct listings on Nasdaq. Prior to this change... November 30, 2022 Client Update Preparing your 2022 Form 20-F This client update highlights some considerations for the preparation of your 2022 annual report on Form 20-F. As in previ... November 7, 2022 Client Update The Pre-Emption Group issues new Statement of Principles following Secondary Capital Raising Review On November 4, 2022, the Pre-Emption Group (PEG) issued a new version of its Statement of Principles implementing the reco... October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e... October 20, 2022 Client Update FSOC report on digital asset financial stability risks and regulation – Key takeaways The FSOC report assesses the financial stability risks of the crypto-asset ecosystem using a framework for vulnerabilities... October 20, 2022 Client Update Rare court decision in Regulation FD litigation highlights risks of calls with analysts A federal district court decision involving alleged Regulation FD violations highlighted analysis of key elements governin... Load More
December 20, 2022 Client Update SEC relaxes NYSE pricing restrictions for primary direct listings On the heels of a similar rule change for Nasdaq, the SEC approved rule changes relaxing price range limitations for prima...
December 19, 2022 Client Update SEC adopts major changes for insider transactions In a significant and welcome change from the SEC’s proposal, the agency will not mandate cooling-off periods for 10b5-1 ...
December 16, 2022 Client Update Federal Reserve Board adopts final rule implementing Adjustable Interest Rate (LIBOR) Act Today the Federal Reserve Board (the Board) adopted its final rule implementing the LIBOR Act. The final rule establishes ...
December 15, 2022 Client Update Corporate governance practices in U.S. initial public offerings Our 2022 IPO corporate governance survey reviews governance structures at the time of the IPO for the largest U.S.-listed ...
December 7, 2022 Client Update SEC approves Nasdaq’s relaxed pricing limits for primary direct listings The SEC approved rule changes relaxing price range limitations for primary direct listings on Nasdaq. Prior to this change...
November 30, 2022 Client Update Preparing your 2022 Form 20-F This client update highlights some considerations for the preparation of your 2022 annual report on Form 20-F. As in previ...
November 7, 2022 Client Update The Pre-Emption Group issues new Statement of Principles following Secondary Capital Raising Review On November 4, 2022, the Pre-Emption Group (PEG) issued a new version of its Statement of Principles implementing the reco...
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e...
October 20, 2022 Client Update FSOC report on digital asset financial stability risks and regulation – Key takeaways The FSOC report assesses the financial stability risks of the crypto-asset ecosystem using a framework for vulnerabilities...
October 20, 2022 Client Update Rare court decision in Regulation FD litigation highlights risks of calls with analysts A federal district court decision involving alleged Regulation FD violations highlighted analysis of key elements governin...