Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme... May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme... May 21, 2024 Client Update FinCEN and SEC propose Customer Identification Program requirements for investment advisers In a joint rulemaking, FinCEN and the SEC issued a proposed rule that would require certain investment advisers to establi... May 20, 2024 Client Update Crypto market structure bill draws closer to a floor vote in the House In an important step forward, the House is set to vote on a bill that would establish a comprehensive regulatory framework... May 20, 2024 Client Update Crypto market structure bill draws closer to a floor vote in the House In an important step forward, the House is set to vote on a bill that would establish a comprehensive regulatory framework... May 16, 2024 Articles & Books Novel applications may fizzle after Fed master account wins Davis Polk partner and Financial Institutions practice chair Randy Guynn, counsel Daniel Newman and associate Justin Levin... May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou... May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou... May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou... May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou... Load More
May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme...
May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme...
May 21, 2024 Client Update FinCEN and SEC propose Customer Identification Program requirements for investment advisers In a joint rulemaking, FinCEN and the SEC issued a proposed rule that would require certain investment advisers to establi...
May 20, 2024 Client Update Crypto market structure bill draws closer to a floor vote in the House In an important step forward, the House is set to vote on a bill that would establish a comprehensive regulatory framework...
May 20, 2024 Client Update Crypto market structure bill draws closer to a floor vote in the House In an important step forward, the House is set to vote on a bill that would establish a comprehensive regulatory framework...
May 16, 2024 Articles & Books Novel applications may fizzle after Fed master account wins Davis Polk partner and Financial Institutions practice chair Randy Guynn, counsel Daniel Newman and associate Justin Levin...
May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou...
May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou...
May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou...
May 9, 2024 Client Update Some, but not all, required regulators re-propose incentive compensation rule under Dodd-Frank The Officer of the Comptroller of the Currency (OCC), the Federal Deposit Insurance Corporation (FDIC) and the Federal Hou...