Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 16, 2023 Client Update Is everything an accounting control violation now? After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with w... November 16, 2023 Client Update Is everything an accounting control violation now? After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with w... November 15, 2023 Client Update CFPB issues long-awaited open banking proposal The Consumer Financial Protection Bureau (CFPB) proposed its long-awaited rule to implement Dodd-Frank Section 1033’s re... November 15, 2023 Client Update CFPB issues long-awaited open banking proposal The Consumer Financial Protection Bureau (CFPB) proposed its long-awaited rule to implement Dodd-Frank Section 1033’s re... November 15, 2023 Client Update Beneficial Ownership Information Reporting Rule update: FinCEN issues new rule on FinCEN identifiers The reporting requirements under FinCEN’s Beneficial Ownership Information Reporting Rule will go into effect on January... November 14, 2023 Client Update FSOC revises its nonbank “systemically important financial institution” designation framework The Financial Stability Oversight Council (FSOC) revised its interpretive guidance and analytic framework for FSOC’s aut... November 13, 2023 Articles & Books A tale of two SVB reports: Where the Fed’s Barr and OIG differ Davis Polk chair of Financial Institutions Randy Guynn, head of Financial Institutions Margaret Tahyar and associate Kiril... November 13, 2023 Articles & Books USA: Trends and developments Davis Polk Finance practice co-head Jim Florack, partners Meyer Dworkin and Vanessa Jackson and counsel Ledina Gocaj autho... October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations. October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations. Load More
November 16, 2023 Client Update Is everything an accounting control violation now? After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with w...
November 16, 2023 Client Update Is everything an accounting control violation now? After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with w...
November 15, 2023 Client Update CFPB issues long-awaited open banking proposal The Consumer Financial Protection Bureau (CFPB) proposed its long-awaited rule to implement Dodd-Frank Section 1033’s re...
November 15, 2023 Client Update CFPB issues long-awaited open banking proposal The Consumer Financial Protection Bureau (CFPB) proposed its long-awaited rule to implement Dodd-Frank Section 1033’s re...
November 15, 2023 Client Update Beneficial Ownership Information Reporting Rule update: FinCEN issues new rule on FinCEN identifiers The reporting requirements under FinCEN’s Beneficial Ownership Information Reporting Rule will go into effect on January...
November 14, 2023 Client Update FSOC revises its nonbank “systemically important financial institution” designation framework The Financial Stability Oversight Council (FSOC) revised its interpretive guidance and analytic framework for FSOC’s aut...
November 13, 2023 Articles & Books A tale of two SVB reports: Where the Fed’s Barr and OIG differ Davis Polk chair of Financial Institutions Randy Guynn, head of Financial Institutions Margaret Tahyar and associate Kiril...
November 13, 2023 Articles & Books USA: Trends and developments Davis Polk Finance practice co-head Jim Florack, partners Meyer Dworkin and Vanessa Jackson and counsel Ledina Gocaj autho...
October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations.
October 31, 2023 Client Update Investment Management & Funds Regulatory Update - October 2023 In this issue, we discuss the 2024 examination priorities for the SEC’s Division of Examinations.