Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024. February 16, 2023 Client Update SEC proposes enhanced safeguarding rule for registered investment advisers The SEC’s proposed amendment would expand the current custody rule to cover a broader array of client assets and advisor... February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower... February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower... February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower... February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower... Load More
February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024.
February 16, 2023 Client Update SEC proposes enhanced safeguarding rule for registered investment advisers The SEC’s proposed amendment would expand the current custody rule to cover a broader array of client assets and advisor...
February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower...
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower...
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower...
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower...