Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e... October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e... October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual... October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi... October 26, 2022 Client Update Crawling into modernity: SEC amends WORM recordkeeping requirements for broker-dealers and SBSDs The SEC’s amendments modernize recordkeeping requirements for broker-dealers, while applying the revised requirements to... October 21, 2022 Client Update Tackling sexual harassment risks in the workplace: Part two Part one considered what may constitute workplace sexual harassment, the applicable legal framework, and the consequences ... October 21, 2022 Client Update Fifth Circuit decides make-whole premiums are disallowed as equivalent of unmatured interest In Ultra Petroleum, the Fifth Circuit became the first circuit court to determine that claims for payment of a make-whole ... October 21, 2022 Client Update Tackling sexual harassment risks in the workplace: Part two Part one considered what may constitute workplace sexual harassment, the applicable legal framework, and the consequences ... October 21, 2022 Client Update Tackling sexual harassment risks in the workplace: Part two Part one considered what may constitute workplace sexual harassment, the applicable legal framework, and the consequences ... October 21, 2022 Client Update Fifth Circuit decides make-whole premiums are disallowed as equivalent of unmatured interest In Ultra Petroleum, the Fifth Circuit became the first circuit court to determine that claims for payment of a make-whole ... Load More
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e...
October 31, 2022 Client Update Final clawback rule adopted by SEC The SEC adopted the final “clawback rule” mandated by the Dodd-Frank Act requiring public companies to establish and e...
October 27, 2022 Client Update SEC modernizes fund shareholder reports, and certain fee and expense disclosures in advertisements The SEC’s new amendment requires that mutual funds and exchange-traded funds highlight certain key information in annual...
October 26, 2022 Client Update SEC proposes new oversight requirements for certain services outsourced by investment advisers The SEC’s proposed new oversight rule and rule amendments under the Investment Advisers Act of 1940 (Advisers Act) prohi...
October 26, 2022 Client Update Crawling into modernity: SEC amends WORM recordkeeping requirements for broker-dealers and SBSDs The SEC’s amendments modernize recordkeeping requirements for broker-dealers, while applying the revised requirements to...
October 21, 2022 Client Update Tackling sexual harassment risks in the workplace: Part two Part one considered what may constitute workplace sexual harassment, the applicable legal framework, and the consequences ...
October 21, 2022 Client Update Fifth Circuit decides make-whole premiums are disallowed as equivalent of unmatured interest In Ultra Petroleum, the Fifth Circuit became the first circuit court to determine that claims for payment of a make-whole ...
October 21, 2022 Client Update Tackling sexual harassment risks in the workplace: Part two Part one considered what may constitute workplace sexual harassment, the applicable legal framework, and the consequences ...
October 21, 2022 Client Update Tackling sexual harassment risks in the workplace: Part two Part one considered what may constitute workplace sexual harassment, the applicable legal framework, and the consequences ...
October 21, 2022 Client Update Fifth Circuit decides make-whole premiums are disallowed as equivalent of unmatured interest In Ultra Petroleum, the Fifth Circuit became the first circuit court to determine that claims for payment of a make-whole ...