Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 13, 2016 Client Update SEC to Propose Rules to Eliminate Duplicative and Redundant Disclosure At an SEC open meeting today, the Staff of the SEC recommended to the Commission what Chair White characterized as part of... July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of... July 8, 2016 Client Update House Attempts to Prevent Efforts by SEC to Propose Universal Ballots The House voted 243-180 yesterday to add language to a fiscal year spending bill that would bar the SEC from writing rules... July 5, 2016 Client Update HSR Violation Penalties More Than Doubled by FTC On June 29, 2016, the Federal Trade Commission (“FTC”) announced an increase in the maximum civil penalties it may imp... July 5, 2016 Client Update SEC Approves NASDAQ Rules to Report Third-Party Director Compensation On Friday, the SEC approved NASDAQ rules that require its listed companies to publicly disclose compensation or other paym... June 29, 2016 Client Update Chair White Speaks on the SEC’s Role in Corporate Governance, Focusing on Board Diversity, Non-GAAP Measures and Sustainability Reporting Chair White’s speech before the International Corporate Governance Network (ICGN) discussed the SEC’s role in U.S. pub... June 29, 2016 Client Update SEC Finalizes Disclosure Rules for Payments by Resource Extraction Issuers Spurred by a provision in the Dodd-Frank Act of 2010, in August 2012 the SEC adopted rules requiring companies to disclose... June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a... June 22, 2016 Client Update State Street Stewardship Report Highlights the Investor’s Approach to Targeted Engagement In its annual stewardship report covering 2015, State Street Global Advisors (SSGA) indicated that it had voted at 15,471 ... June 16, 2016 Client Update Senators Criticize Chair White on Disclosure Effectiveness and Political Spending Disclosure A hearing on SEC oversight held by the Senate Banking, Housing and Urban Affairs Committee where Chair White testified and... Load More
July 13, 2016 Client Update SEC to Propose Rules to Eliminate Duplicative and Redundant Disclosure At an SEC open meeting today, the Staff of the SEC recommended to the Commission what Chair White characterized as part of...
July 9, 2016 Client Update Issue 1: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and Calendar The Third Country Passport under MifIR – Panacea for Post Passport Pain? The Impact of...
July 8, 2016 Client Update House Attempts to Prevent Efforts by SEC to Propose Universal Ballots The House voted 243-180 yesterday to add language to a fiscal year spending bill that would bar the SEC from writing rules...
July 5, 2016 Client Update HSR Violation Penalties More Than Doubled by FTC On June 29, 2016, the Federal Trade Commission (“FTC”) announced an increase in the maximum civil penalties it may imp...
July 5, 2016 Client Update SEC Approves NASDAQ Rules to Report Third-Party Director Compensation On Friday, the SEC approved NASDAQ rules that require its listed companies to publicly disclose compensation or other paym...
June 29, 2016 Client Update Chair White Speaks on the SEC’s Role in Corporate Governance, Focusing on Board Diversity, Non-GAAP Measures and Sustainability Reporting Chair White’s speech before the International Corporate Governance Network (ICGN) discussed the SEC’s role in U.S. pub...
June 29, 2016 Client Update SEC Finalizes Disclosure Rules for Payments by Resource Extraction Issuers Spurred by a provision in the Dodd-Frank Act of 2010, in August 2012 the SEC adopted rules requiring companies to disclose...
June 24, 2016 Client Update Legal Implications of Brexit On June 23, 2016, the UK electorate voted to leave the European Union. The referendum was advisory rather than mandatory a...
June 22, 2016 Client Update State Street Stewardship Report Highlights the Investor’s Approach to Targeted Engagement In its annual stewardship report covering 2015, State Street Global Advisors (SSGA) indicated that it had voted at 15,471 ...
June 16, 2016 Client Update Senators Criticize Chair White on Disclosure Effectiveness and Political Spending Disclosure A hearing on SEC oversight held by the Senate Banking, Housing and Urban Affairs Committee where Chair White testified and...