Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c... January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ... January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro... January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki... December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ... See more insights September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem... September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳) 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem... August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr... August 1, 2011 Client Update SEC Adopts Large Trader Reporting Requirements On July 26, 2011, the SEC adopted Rule 13h-1 under the Securities Exchange Act of 1934 to require large trader registratio... August 1, 2011 Articles & Books Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance? Existing supervisors, as well as the new institutions that the Dodd-Frank Act created, collect and aggregate an unpreceden... July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t... July 28, 2011 Client Update Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States As a result of the various capital reforms arising out of the recent financial crisis, there has been increasing interest ... July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ... July 21, 2011 Client Update SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers The SEC recently proposed amendments to Rule 17a-5 under the Securities Exchange Act of 1934 — the broker-dealer financi... Load More
February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c...
January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ...
January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro...
January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki...
December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ...
September 6, 2011 Client Update Dodd-Frank Progress Report - September 2011 Davis Polk is pleased to present the September Dodd-Frank Progress Report. This month, rules meeting 9 Dodd-Frank requirem...
September 1, 2011 Client Update ドッド=フランク法に基づく報酬クローバック: 海外発行体に対する影響 (参考和訳) 発行体が、証券諸法に基づくいずれかの財務報告要件の重大な不履行を原因として、会計?...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Broker-Dealers The Securities and Exchange Commission recently published for comment FINRA’s proposal to revise its rules governing mem...
August 22, 2011 Client Update FINRA Files Amended Communications Rules – Impact on Structured Products On July 14, 2011, the Financial Industry Regulatory Authority, Inc. filed with the Securities and Exchange Commission a pr...
August 1, 2011 Client Update SEC Adopts Large Trader Reporting Requirements On July 26, 2011, the SEC adopted Rule 13h-1 under the Securities Exchange Act of 1934 to require large trader registratio...
August 1, 2011 Articles & Books Transparency and Confidentiality in the Post Financial Crisis World -- Where to Strike the Balance? Existing supervisors, as well as the new institutions that the Dodd-Frank Act created, collect and aggregate an unpreceden...
July 29, 2011 Client Update U.S. Dodd-Frank Act’s Application to Non-U.S. Issuers That are Not Financial Institutions – Rulemaking Progress Report Since July 21, 2010, when President Obama signed into law the Dodd-Frank Wall Street Reform and Consumer Protection Act (t...
July 28, 2011 Client Update Key Considerations Relating to Issuances of Contingent Convertible Instruments in or into the United States As a result of the various capital reforms arising out of the recent financial crisis, there has been increasing interest ...
July 22, 2011 Client Update Dodd-Frank Progress Report - One-Year Anniversary Davis Polk is pleased to present its One-Year Anniversary Dodd-Frank Progress Report, which provides statistical analysis ...
July 21, 2011 Client Update SEC Proposes New Custody-Related Reporting and Audit Requirements for Broker-Dealers The SEC recently proposed amendments to Rule 17a-5 under the Securities Exchange Act of 1934 — the broker-dealer financi...