Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c... January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ... January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro... January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki... December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ... See more insights September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB... September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel... September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s... September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin... August 22, 2016 Client Update SEC Adopts Amendments to Regulation SBSR On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, i... August 19, 2016 Client Update Issue 4: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit – a ‘reset’ of fiscal policy? Brexit’s implications for the regulation of cred... August 18, 2016 Articles & Books Resolution of U.S. Financial Institutions The new second edition of Debt Restructuring provides detailed legal analysis of international corporate, banking, and s... August 5, 2016 Client Update Issue 3: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and calendar The impact of Brexit on the UK’s implementation of TLAC/MREL Bankers’ bonuses and Br... July 29, 2016 Client Update SEC Proposes New and Enhanced Order Handling Disclosure Requirements On July 13, 2016, the Securities and Exchange Commission (“SEC”) proposed amendments (the “Proposal”) to Rule 606 ... July 28, 2016 Articles & Books TCH Releases White Paper on the Custody Services Provided by Banks On July 28, 2016, The Clearing House issued a white paper, The Custody Services of Banks, which describes the role of bank... Load More
February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c...
January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ...
January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro...
January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki...
December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ...
September 16, 2016 Articles & Books Security-Based Swap Dealers: Preparing for Trade Reporting This article first appeared in Compliance Reporter. A key hurdle in preparing for life as a security-based swap dealer (SB...
September 13, 2016 Client Update FINRA Establishes New Limited Registration Regime for “Capital Acquisition Brokers,” Including Private Fund Placement Agents The SEC recently approved a FINRA proposal to establish a new limited membership category for broker-dealers engaged solel...
September 9, 2016 Client Update The Federal Banking Agencies’ Report on Activities and Investments of Banks and Nonbank Affiliates Yesterday, the Federal Reserve, OCC and FDIC issued the long-expected report to Congress and the FSOC, as required under s...
September 1, 2016 Client Update Issue 5: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit and anti-trust Prospects for the Prospectus Directive As we go to press, the UK cabin...
August 22, 2016 Client Update SEC Adopts Amendments to Regulation SBSR On July 14, 2016, the Securities and Exchange Commission adopted amendments to and provided guidance on Regulation SBSR, i...
August 19, 2016 Client Update Issue 4: Lex et Brexit — The Law and Brexit IN THIS ISSUE: Introduction Brexit – a ‘reset’ of fiscal policy? Brexit’s implications for the regulation of cred...
August 18, 2016 Articles & Books Resolution of U.S. Financial Institutions The new second edition of Debt Restructuring provides detailed legal analysis of international corporate, banking, and s...
August 5, 2016 Client Update Issue 3: Lex et Brexit — The Law and Brexit IN THIS ISSUE: News and calendar The impact of Brexit on the UK’s implementation of TLAC/MREL Bankers’ bonuses and Br...
July 29, 2016 Client Update SEC Proposes New and Enhanced Order Handling Disclosure Requirements On July 13, 2016, the Securities and Exchange Commission (“SEC”) proposed amendments (the “Proposal”) to Rule 606 ...
July 28, 2016 Articles & Books TCH Releases White Paper on the Custody Services Provided by Banks On July 28, 2016, The Clearing House issued a white paper, The Custody Services of Banks, which describes the role of bank...