Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c... January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ... January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro... January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki... December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ... See more insights September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge... September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of... September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ... September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me... September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a... August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,... August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a... August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust... August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ... August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o... Load More
February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c...
January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ...
January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro...
January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki...
December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ...
September 24, 2015 Client Update Investment Management Regulatory Update - September 2015 SEC Rules and Regulations BEA Releases New Benchmark Survey for Financial Services Providers, Including Managers of Hedge...
September 16, 2015 Client Update FinCEN’s Proposed Rule to Require Investment Advisers to Establish AML Programs The U.S. Department of the Treasury’s Financial Crimes Enforcement Network (“FinCEN”) recently published a Notice of...
September 15, 2015 Client Update Whistleblowers Who Report Alleged Wrongdoing Internally Are Entitled to Dodd-Frank’s Anti-Retaliation Protections The U.S. Court of Appeals for the Second Circuit issued a significant opinion last week, reversing a lower court decision ...
September 11, 2015 Client Update The Department of Justice Codifies Focus on Individuals in Corporate Cases Yesterday, Deputy Attorney General Sally Quillian Yates gave a speech concerning the Department of Justice’s guidance me...
September 8, 2015 Client Update European Regulatory Snapshot: Remuneration in the Financial Services Industry 2015 The past year has seen the issue of financial sector pay continue to generate headlines. With the EU having put in place a...
August 27, 2015 Client Update New FINRA Equity and Debt Research Rules FINRA recently adopted amendments to its equity research rules and an entirely new debt research rule. Among other things,...
August 26, 2015 Client Update SEC Adopts Registration Rules for Security-Based Swap Dealers and Major Security-Based Swap Participants On August 5, 2015, the SEC unanimously adopted final rules and forms for the registration of security-based swap dealers a...
August 25, 2015 Client Update Investment Management Regulatory Update - August 2015 SEC Rules and Regulations SEC Issues No Action Relief to Business Development Company Structured as Master-Feeder Indust...
August 11, 2015 Client Update Nuclear Deal with Iran Establishes Plan for Sanctions Relief On July 14, 2015, the permanent members of the UN Security Council plus Germany (the “P5+1”), the High Representative ...
August 5, 2015 Client Update Insider Trading Update: Department of Justice Seeks Supreme Court Review of Second Circuit Case Deciding Reach of Insider Trading Law The United States Department of Justice has petitioned the United States Supreme Court to review a recent Second Circuit o...