Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c... January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ... January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro... January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki... December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ... See more insights January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place... January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ... January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ... January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi... January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti... January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ... December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S... December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib... December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul... December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ... Load More
February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c...
January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ...
January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro...
January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki...
December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ...
January 14, 2014 Client Update Regulation A+: A Middle Way? A nonpublic company seeking access to the capital markets faces a largely binary choice between conducting a private place...
January 8, 2014 Client Update SEC Approves New FINRA Supervision Rules FINRA rules require broker-dealer members to establish and maintain a system and written procedures to supervise the activ...
January 7, 2014 Client Update CFTC Issues Cross-Border Substituted Compliance Determinations, Provides Limited Phase In for Some Swap Requirements Just one day in advance of the December 21, 2013 expiration of the CFTC’s exemptive order delaying the applicability of ...
January 5, 2014 Client Update Volcker Rule Final Regulations: Funds Flowcharts Davis Polk has prepared a set of flowcharts analyzing the prohibition on banking entities sponsoring or acquiring ownershi...
January 3, 2014 Articles & Books Comment: Regulatory Predictions for 2014 2014 is shaping up to be another significant year for U.S. regulatory reform. In a piece that appeared in the Financial Ti...
January 2, 2014 Client Update Dodd-Frank Progress Report - January 2014 In the past month, no rulemaking requirement deadlines passed, 36 rulemaking requirements were finalized and one rule was ...
December 31, 2013 Articles & Books SEC Proposes Rules for Crowdfunding Intermediaries This article provides an overview of the proposed crowdfunding exemption, focusing on the obligations under the proposed S...
December 23, 2013 Client Update Volcker Rule Final Regulations: Proprietary Trading Flowcharts Davis Polk has prepared a set of flowcharts designed to assist banking entities in identifying permissible and impermissib...
December 22, 2013 Client Update CFTC Announces Cross-Border Substituted Compliance Determinations, Provides Limited Phase-In for Some Swap Requirements On Friday, just ahead of the expiration of the CFTC’s exemptive order delaying the applicability of some CFTC swap regul...
December 18, 2013 Articles & Books Investment Banks Face Challenges Under New Municipal Advisor Rules Responding to a perceived gap in the regulatory framework, as well as losses experienced by certain municipalities during ...