Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c... January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ... January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro... January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki... December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ... See more insights December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c... December 2, 2013 Client Update Dodd-Frank Progress Report - December 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, three rulemaking requirements were final... November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a... November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer... November 1, 2013 Client Update Dodd-Frank Progress Report - November 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, six rulemaking requirements were propose... November 1, 2013 Articles & Books The Cross-border Impact of the Dodd-Frank Act The third edition of A Practitioner’s Guide to the Regulation of Investment Banking, a guide to the regulation of invest... October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S... October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu... October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi... October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “... Load More
February 11, 2025 Client Update A stablecoin bill is first out of the gate as crypto legislation gains momentum Senator Hagerty’s new stablecoin bill – with bipartisan support – builds on several prior bills. The bill offers a c...
January 24, 2025 Client Update CTA remains enjoined pursuant to separate nationwide injunction, despite recent SCOTUS decision While the Supreme Court granted the government’s motion to stay the nationwide injunction issued in Texas Top Cop Shop, ...
January 21, 2025 Client Update The future of payments and banking under the Trump administration A federal payments charter has been on the policy agenda since the first Trump administration and has garnered support fro...
January 14, 2025 Client Update United States expands sanctions targeting Russia’s energy sector OFAC and the U.S. State Department significantly broadened sanctions targeting Russia’s energy sector by imposing blocki...
December 27, 2024 Client Update Fifth Circuit reinstates injunction on Corporate Transparency Act; reporting requirements on pause Reversing an order issued earlier this week, the Fifth Circuit reinstated the nationwide injunction on enforcement of the ...
December 11, 2013 Client Update PCAOB Proposals Would Significantly Impact Public Company Audits Today the public comment period ended for two proposals by the Public Company Accounting Oversight Board that we believe c...
December 2, 2013 Client Update Dodd-Frank Progress Report - December 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, three rulemaking requirements were final...
November 18, 2013 Client Update CFTC Re-Proposes Position Limits for 28 Physical Commodity Futures, Options and Swaps and Revised Aggregation Standards On November 5, 2013, the Commodity Futures Trading Commission proposed rules to establish new position limits that would a...
November 18, 2013 Client Update SEC Proposes Rules for Crowdfunding Intermediaries The Securities and Exchange Commission recently proposed rules under the JOBS Act that would permit certain private issuer...
November 1, 2013 Client Update Dodd-Frank Progress Report - November 2013 In this Report: In the past month, no rulemaking requirement deadlines passed, six rulemaking requirements were propose...
November 1, 2013 Articles & Books The Cross-border Impact of the Dodd-Frank Act The third edition of A Practitioner’s Guide to the Regulation of Investment Banking, a guide to the regulation of invest...
October 30, 2013 Client Update U.S. Basel III Liquidity Coverage Ratio Proposal: Visual Memorandum The U.S. banking agencies have issued a proposal to implement the Basel III liquidity coverage ratio (LCR) in the United S...
October 24, 2013 Client Update SEC Proposes Crowdfunding Rules Under JOBS Act Yesterday the Securities and Exchange Commission proposed rules under the JOBS Act that would permit startups and other bu...
October 22, 2013 Client Update FINRA Issues Report on Broker-Dealer Conflicts of Interest On October 14, 2013, FINRA issued a Report on Conflicts of Interest. The report summarizes FINRA’s observations followi...
October 8, 2013 Client Update FINRA Issues Notice To Members Discussing Examination Findings Regarding the Revised Suitability Requirements As the second anniversary of FINRA Rule 2111 rule approaches, FINRA has issued Regulatory Notice to Members 13-31 (the “...