Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 1, 2014 Client Update UK Takeover Panel proposals to amend the Takeover Code The UK Takeover Panel recently published its Annual Report for 2013/14. The Director General of the Panel noted that acti... May 21, 2014 Client Update FCPA Jurisprudence: U.S. Court of Appeals (11th Circuit) Defines “Instrumentality” Under the FCPA, Adopts Government’s View The U.S. Court of Appeals for the Eleventh Circuit has defined, for the first time by a federal appellate court, a key sta... May 16, 2014 Client Update Enhancing the Effectiveness of the UK Listing Regime – implementation Significant new rules to strengthen the UK premium listing regime come into force today. The rules have been the subject o... March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc... March 24, 2014 Client Update Marubeni Corp. Pleads Guilty to FCPA Bribery Charges On March 19, 2014, the U.S. Department of Justice announced that Tokyo-based trading company Marubeni Corporation had ente... October 7, 2013 Client Update Tone at the Top (of the SEC): Tough As the fiscal year comes to a close—even while the Securities and Exchange Commission, amidst the government shutdown, c... July 25, 2013 Articles & Books HK Profit Announcements: To Warn or Not to Warn? Since Hong Kong’s statute-backed inside information disclosure regime saw the light of day on January 1 2013, the market... July 24, 2013 Client Update The Hong Kong Stock Exchange Releases Revised Rules and Procedures to Implement New IPO Sponsor Regime On 23 July 2013, the Hong Kong Stock Exchange released a large number of listing rule amendments, revised checklists, guid... March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ... January 18, 2013 Client Update Preparing Your 2012 Form 20-F This memorandum highlights some considerations for the preparation of 2012 annual reports on Form 20-F. As in previous yea... Load More
August 1, 2014 Client Update UK Takeover Panel proposals to amend the Takeover Code The UK Takeover Panel recently published its Annual Report for 2013/14. The Director General of the Panel noted that acti...
May 21, 2014 Client Update FCPA Jurisprudence: U.S. Court of Appeals (11th Circuit) Defines “Instrumentality” Under the FCPA, Adopts Government’s View The U.S. Court of Appeals for the Eleventh Circuit has defined, for the first time by a federal appellate court, a key sta...
May 16, 2014 Client Update Enhancing the Effectiveness of the UK Listing Regime – implementation Significant new rules to strengthen the UK premium listing regime come into force today. The rules have been the subject o...
March 26, 2014 Client Update D.C. District Court Orders Production of Internal Compliance Investigation Materials On March 6, the United States District Court for the District of Columbia granted a motion to compel the production of doc...
March 24, 2014 Client Update Marubeni Corp. Pleads Guilty to FCPA Bribery Charges On March 19, 2014, the U.S. Department of Justice announced that Tokyo-based trading company Marubeni Corporation had ente...
October 7, 2013 Client Update Tone at the Top (of the SEC): Tough As the fiscal year comes to a close—even while the Securities and Exchange Commission, amidst the government shutdown, c...
July 25, 2013 Articles & Books HK Profit Announcements: To Warn or Not to Warn? Since Hong Kong’s statute-backed inside information disclosure regime saw the light of day on January 1 2013, the market...
July 24, 2013 Client Update The Hong Kong Stock Exchange Releases Revised Rules and Procedures to Implement New IPO Sponsor Regime On 23 July 2013, the Hong Kong Stock Exchange released a large number of listing rule amendments, revised checklists, guid...
March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ...
January 18, 2013 Client Update Preparing Your 2012 Form 20-F This memorandum highlights some considerations for the preparation of 2012 annual reports on Form 20-F. As in previous yea...