SEC Rules and Regulations
- SEC Releases Additional Rule 506 “Bad Actor” Guidance
- IM Guidance Update Clarifies Exclusion from Investment Company Act for Charitable Investment Funds
Industry Update
- SEC’s National Examination Program Releases its Examination Priorities for 2014
- CFTC Provides Guidance on Cross-Border Application of Swap Regulations and Provides Temporary Relief for Non-U.S. Swap Dealers from Swap Data Reporting Requirements
Notes from Europe: European Regulatory Developments
- UK: AIFMD Transitional Arrangements Update
- European Commission Adopts Delegated Regulation on Determining Whether an AIF Manager is Managing an Open-Ended or Closed-Ended AIF